The fraud risks for public companies and financial services businesses have never been greater. Dire economic conditions and an aggressive regulatory and enforcement environment are challenging companies to rethink the scope of their internal compliance and reporting systems - as well as their response to reports of wrongdoing. Of particular concern are the whistleblower provisions under Section 21F of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which provide for large monetary awards for individuals who report misconduct to the SEC and others. Our panelists will address fraud drivers in the current environment; global regulatory and enforcement initiatives; the impact of the Dodd-Frank whistleblower provisions; and innovative approaches for managing the challenges ahead.
Thompson & Knight & Navigant Consulting Seminar -"Managing Risk in a Changing Environment: The SEC's New Whistleblower Rules and Innovative Approaches to Prevent and Detect Fraud"
Date
Nov 3, 2011 at 8:00-8:30 a.m. - Breakfast & Registration; 8:30-10:00 a.m. - Program
Location
Thompson & Knight LLP
1722 Routh Street, Suite 1500
Dallas, Texas 75209
Speakers
William M. Katz, Jr. and Rose L. Romero
Credit
1.5 hours of CLE and CPE (Texas and New York) are pending approval. Newly admitted attorneys are not eligible for CLE credit in New York.
For more information about this program, please contact Hadleigh Henderson at
Hadleigh.Henderson@tklaw.com or 214.969.1743
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