Date+Time:
Thursday, July 16, 2026
12:00–1:00 PM ET | 11:00–12:00 PM CT | 10:00–11:00 AM MT | 9:00–10:00 AM PT
Register Now!
Thursday, July 16, 2026
12:00–1:00 PM ET | 11:00–12:00 PM CT | 10:00–11:00 AM MT | 9:00–10:00 AM PT
Register Now!
Description:
The SEC has been active across multiple fronts affecting business development companies and registered closed-end funds.
In this webinar, Dechert partners Cynthia Beyea, Clay Douglas and Nadeea Zakaria will provide an overview of recent no-action letters, as well as recently adopted rules and pending proposals that fund managers and their counsel should have on their radar.
Whether you are navigating ongoing compliance obligations or planning ahead for structural and offering changes, this webinar will bring you up to speed on the current regulatory landscape and key developments to monitor in the months ahead.
The SEC has been active across multiple fronts affecting business development companies and registered closed-end funds.
In this webinar, Dechert partners Cynthia Beyea, Clay Douglas and Nadeea Zakaria will provide an overview of recent no-action letters, as well as recently adopted rules and pending proposals that fund managers and their counsel should have on their radar.
Whether you are navigating ongoing compliance obligations or planning ahead for structural and offering changes, this webinar will bring you up to speed on the current regulatory landscape and key developments to monitor in the months ahead.
Speakers:
- Cynthia R. Beyea is a Partner in Dechert’s financial services practice, representing mutual funds, closed-end funds, exchange-traded funds, business development companies, investment company boards of directors and investment advisers. She has a particular focus on matters related to the Investment Company Act of 1940, the Investment Advisers Act of 1940 and other related federal securities laws.
- Clay Douglas is a Partner who assists a variety of entities, including business development companies, in their capital-raising efforts, launch-to-market operations, and with other regulatory and transactional matters. Mr. Douglas advises issuers and investment banks in connection with public and private offerings of equity and debt securities, including through equity compensation plans. He also advises clients engaged in strategic transactions and on general corporate governance matters.
- Nadeea R. Zakaria is a Partner who focuses her practice on financial services matters. She has extensive experience advising registered funds, their boards and investment advisers on various regulatory, compliance and business matters. She has particular expertise with respect to business development companies and private credit funds, among other alternative strategy investment funds, as well as U.S. registered investment companies, including mutual funds and closed-end funds. She assists clients in their capital-raising efforts and in navigating complex operational and structuring issues.
Credit:
1 credit hour in California, Connecticut, Illinois, New York, Pennsylvania and Texas. If you don't see your state listed, contact the sponsor.
1 credit hour in California, Connecticut, Illinois, New York, Pennsylvania and Texas. If you don't see your state listed, contact the sponsor.
By:
Dechert
Dechert
No comments:
Post a Comment