Monday, June 13, 2022

July 13: Navigating the Recent SEC Private Fund Rule Proposals | Session Two: Considerations for Non-U.S. Fund Managers

The SEC has recently engaged in a flurry of rulemaking activity that would significantly impact asset managers that advise private funds. In February, the SEC proposed rules that, if adopted, would represent the most significant changes to the regulation of private funds and their advisers since the Dodd-Frank Act, and a fundamental shift in how private funds are regulated. These proposed rules would impose substantive regulation on an industry that currently is subject to a largely disclosure-based regime. While it remains to be seen what will be in the final rules, advisers should be aware of what is in these proposals and how they may impact their operations.
In light of this, Dechert is hosting a series of webinars to discuss the proposals and their relevance for: closed-end fund managers; open-end fund managers; and non-U.S. fund managers with U.S. investors. Session 2: Considerations for Non-U.S. Fund Managers
Topics will include:
An overview of the rule proposal, including:
  • Clawback issues
  • Liability standards
  • Expense allocation
  • Reporting to investors
  • Side letters with investors
  • How these rule proposals will likely impact non-U.S. fund managers, including fully registered investment advisers, exempt reporting advisers and foreign private advisers.
(See also Session Three: Considerations for Open-End Fund Managers)

Title:
Navigating the Recent SEC Private Fund Rule Proposals | Session Two: Considerations for Non-U.S. Fund Managers
Webinar Date+Time:
Wednesday, July 13, 2022
8:30 a.m. - 9:30 a.m. EDT
1:30 p.m. - 2:30 p.m. BST
Free Continuing Legal Education Webinar - register now!
By:
Dechert
Credit:
Application for accreditation of this program for Continuing Legal Education (CLE) in California, Connecticut, Illinois, and New York is currently pending. You might be able to self-apply in some other states.

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